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Michael Terence Rave, Esq., A Distinguished Corporate, SEC, and MandA Attorney on SEC Filings: Forms You Need To Know

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New Jersey, US, 23rd September 2024, ZEX PR WIRE, Michael Terence Rave, Esq., an esteemed Corporate, Securities and Exchange Commission (SEC), and Mergers & Acquisitions (M&A) attorney, marks more than two decades of remarkable serv.ice in the legal profession. Michael Rave’s expertise in SEC filings and federal securities law is unparalleled. In the realm of public M&A transactions, where a public company is being acquired, federal securities law plays a significant role. Rave’s extensive knowledge of SEC disclosure requirements ensures that companies remain compliant with regulations throughout the M&A process. 

He has consistently guided clients through the complex landscape of SEC filings, including Form 10-K, Form 10-Q, and Form 8-K, ensuring that they meet regulatory obligations and provide the necessary transparency to shareholders.

Rave’s experience extends to capital markets transactions, where his ability to manage stock issuance and coordinate with outside counsel has been instrumental in facilitating successful deals. His deep understanding of SEC regulations, combined with his practical experience, makes him a trusted advisor to companies navigating the complexities of public offerings and acquisitions.

The Securities and Exchange Commission (SEC) mandates that public companies, certain company insiders, and broker-dealers regularly submit financial statements and disclosures. Investors and finance professionals use these filings to assess potential investments. The SEC provides free access to these filings through EDGAR, its online database.

The SEC was established by the Securities Exchange Act of 1934, signed into law by President Franklin D. Roosevelt, to restore investor confidence after the 1929 stock market crash. It serves as an independent government agency with the primary goals of protecting investors, maintaining orderly markets, and promoting capital formation.

The SEC selectively reviews submitted information to enhance compliance, allowing investors to assess a company’s performance. Below, we explore the most common forms companies must file with the SEC. Familiarity with these filings is valuable for investors performing due diligence.

Key Points

  • SEC filings are essential regulatory documents that offer vital information to investors.

  • The public can access these documents on the SEC’s EDGAR database.

  • Companies must file registration statements when offering shares to the public for the first time.

  • Among the most common SEC filings are Forms 10-K, 10-Q, 8-K, proxy statements, Forms 3, 4, and 5, Schedule 13D, Form 144, and Foreign Investment Disclosures.

  • The 10-K annual report provides a comprehensive financial summary, while proxy statements are filed before shareholder meetings to discuss elections of directors and other corporate matters.

Registration Statements

Registration statements disclose information about a company’s securities and financial status. Companies offering securities publicly typically file Form S-1. This filing includes a prospectus, which must be provided to potential investors, containing details about management, business operations, financial health, risks, and other pertinent information. Financial statements included must be audited by an independent CPA.

Importance of Registration Statements

These filings help investors evaluate new securities, offering insight into the issuer’s business, assets, management team, and financial statements. The prospectus offers quantitative and qualitative data that help investors gauge potential risks.

While the legal nature of these filings ensures transparency, they can be filled with complex legal language. Investors should focus on company-specific details and be cautious of blanket statements that could apply to any public company. Forward-looking statements in these documents are projections, not guarantees.

Form 10-K

Form 10-K is an annual filing that provides detailed insight into a company’s financial condition. While it overlaps with the company’s annual report, the 10-K is more technical and thorough, containing financial statements, a business summary, management’s discussion of operations, and details on legal matters.

Importance of Form 10-K

This form is essential for investors to track a company’s financial health and prospects. It provides detailed data for fundamental analysis, allowing investors to construct ratios and other metrics based on balance sheets, income statements, and cash flows.

Investors should pay attention to Item 1, which outlines the company’s business operations and customer base. Footnotes are also key, providing details on accounting methods and potential legal challenges.

Form 10-Q

Filed quarterly, Form 10-Q offers a snapshot of a company’s ongoing financial status. It is a shorter version of the 10-K and must be submitted for the first three quarters of the fiscal year. Unlike the 10-K, the 10-Q contains unaudited financial statements and is less detailed.

Importance of Form 10-Q

The 10-Q allows investors to keep tabs on a company’s performance throughout the year. Investors can track key areas such as working capital, accounts receivable, inventory, and legal risks. Comparing 10-Qs with those of competitors helps provide a broader perspective on the company’s performance.

Form 8-K

Form 8-K is used to disclose significant events that occur between 10-K or 10-Q filings. Examples include bankruptcies, mergers, asset disposals, and executive changes.

Importance of Form 8-K

This form provides timely updates on major developments, allowing investors to react quickly. It serves as a reliable source for financial research, as firms are required to file these documents transparently.

Proxy Statement

The proxy statement offers a glimpse into executive salaries, perks, and other corporate matters ahead of shareholder meetings. Shareholders use these statements to cast their votes on director elections and other significant issues.

Importance of Proxy Statement

Shareholders who cannot attend annual meetings can use proxy votes to participate in decision-making. These votes cover director elections and other corporate actions, and proxy statements present the issues to be voted on.

Understanding SEC filings equips investors with the knowledge needed to make informed decisions when evaluating companies and their securities.

About Michael Rave

In addition to his impressive legal career, is the Founder and CEO of Brandywine Legal Recruiting, LLC, a firm specializing in the placement of corporate attorneys. His leadership at Brandywine Legal Recruiting has allowed him to extend his impact beyond his own legal practice, helping corporations and law firms find the right legal talent to navigate complex regulatory landscapes and achieve their business goals.

Beyond his legal accomplishments, Michael Rave is a dedicated and passionate advocate for animal welfare. He has served as a lead volunteer at the Brandywine Valley SPCA, where he works tirelessly to support dog adoption initiatives and improve the lives of animals in need. His volunteer work at the SPCA highlights his deep commitment to giving back to the community and making a positive impact on the lives of others.

In addition to his volunteer efforts, Rave is an avid triathlete, training for national competitions and consistently pushing the boundaries of his physical endurance. His passion for fitness and commitment to personal growth serve as a testament to his discipline and drive, both in and out of the legal profession.

For media inquiries or more information about Michael Terence Rave, Esq., please contact:

Michael Terence Rave, Esq.

Founder and CEO of Brandywine Legal Recruiting

Phone: 862-330-7507

Location: Pennsville, NJ

LinkedIn: linkedin.com/in/michael-rave-887b3984

www.brandywinelegalrecruitng.com

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Press Release

EnviFX.com Unveils an Innovative Trading Platform to Empower Investors with Advanced Tools

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2 hours ago

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November 26, 2024

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EnviFX.com, a top-notch financial service provider, offers revolutionary trading platforms that make trading experience seamless and secure.

 EnviFX.com has established itself as a leading financial service provider, integrating traders to conquer their goals. The platform provides an intuitive interface with exceptional trading tools that empower users to optimize their trading strategies and achieve their investment goals.

By leveraging advanced technology, the platform is committed to ensuring the utmost safety and transparency for its clients’ assets and aims to safeguard the integrity of its clients’ financial transactions. The platform provides top-of-the-line service to all traders that are part of EnviFX and emphasizes market expertise by providing EAs, market insights, and advanced tools.

The traders can get extra results with its leading affiliate programs, provide a unique opportunity for individuals and businesses to partner with EnviFX, and achieve substantial rewards by referring new clients to the platform. In addition, the platform aims to provide traders with innovative tools that have culminated in the development of this revolutionary system, which enhances the profitability and efficiency of traders across various markets.

By maintaining a secure environment for its users, the platform operates under a stringent regulatory framework, ensuring that all trading activities are transparent and secure. The platform provides cooperative services that give confidence to the clients as their sensitive data remains protected against cyber threats and unauthorized access.

Furthermore, EnviFX prioritizes client satisfaction and provides support and guidance with its dedicated team of professionals who are available 24/7 to assist with any issues. Through its revolutionary platform and personalized approach, EnviFX allows users to achieve their financial goals with confidence and complete peace of mind. Through the adoption of strict security measures and integrity, the platform continues to set the standards for excellence in the financial service industry.

About EnviFX.com:

EnviFX.com, a leading financial services provider platform that offers a wide range of services to help people manage their finances. The platform provides financial tools and resources to assist users in achieving their financial goals. With its user-friendly interface, the platform is committed to helping users navigate the complexities of the financial world. Additionally, EnviFX ensures users have access to accurate and reliable information to make informed decisions. With a focus on user experience and cutting-edge technology, EnviFX empowers traders of all levels to achieve their financial goals.

CONTACT: Howard J. Krol

Company: Envifx

Website: https://envifx.com/

Email: support@envifx.com

SOURCE: Envifx

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Press Release

Hang Cosmetics: A Son’s Mission to Support His 82-Year-Old Mother Battling Dementia

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3 hours ago

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November 26, 2024

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Calgary, Alberta, Canada, 26th Nov 2024 – Hang Cosmetics, a recently launched Shopify store, is more than just a beauty brand. It’s a heartfelt initiative by Jim Nguyen  to raise funds for his 82-year-old mother, who is bravely battling dementia. The store’s proceeds are being dedicated to ensuring she receives the dignity and care she deserves, including saving for her future casket.

Hang Cosmetics offers a carefully curated selection of high-quality beauty products, but behind every sale lies a deeply personal story. Jim, a devoted caregiver to his mother, launched the store with the hope of generating enough income to cover the overwhelming costs associated with her condition, including her eventual funeral arrangements.

“Hang Cosmetics is not just a business—it’s my way of turning a heartbreaking situation into something meaningful,” Jim shares. “Every purchase helps me take one step closer to honoring my mom and the incredible person she has always been.”

In addition to running the store, Jim has also created a GoFundMe campaign titled “Funeral Expenses for Mother with Late-Stage Dementia.” Both the campaign and the store work hand-in-hand to ensure his mother’s final wishes can be met while also raising awareness about the emotional and financial challenges families face when caring for loved ones with dementia.

By shopping at Hang Cosmetics, customers can contribute directly to a cause that blends beauty with purpose. Every product purchased helps Jim move closer to his goal while spreading a message of love, resilience, and community support.

To learn more about Hang Cosmetics and shop the collection, visit https://www.hangcosmetics.com. To support the GoFundMe campaign, visit https://www.gofundme.com/f/FuneralExpensesforMotherwithDementia

 

About Hang Cosmetics

Hang Cosmetics was founded with a mission to combine beauty and compassion. Each sale helps support a family’s fight against Dementia while reminding customers that small acts of kindness can make a big difference.

For media inquiries or more information, please contact:
Jim Nguyen

jim@funeralforhang.com 

Media Contact

Organization: Hang Cosmetics

Contact Person: Jim Nguyen

Website: https://www.hangcosmetics.com

Email: Send Email

Contact Number: +14036174820

Address: 91-6620 17 Avenue S.E

City: Calgary

State: Alberta

Country: Canada

Release Id: 26112420328

The post Hang Cosmetics: A Son’s Mission to Support His 82-Year-Old Mother Battling Dementia appeared on King Newswire. It is provided by a third-party content provider. King Newswire makes no warranties or representations in connection with it.

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Press Release

Moscow to host the 1st Eurasian Congress of Linguists

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3 hours ago

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November 26, 2024

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The First Eurasian Congress of Linguists will take place from December 9-13, 2024, at the President Hotel in Moscow, marking the 300th anniversary of the Russian Academy of Sciences (RAS). Organized by the Institute of Linguistics RAS and supported by the Ministry of Science and Higher Education, the event will host over 500 scholars from 40+ countries. The Congress will feature plenary lectures, roundtable discussions, and poster sessions covering topics like endangered languages, neurolinguistics, AI in media, and the culture of the deaf community. Notable speakers include academics from Russia, India, the USA, Germany, China, and Finland. Sessions will be conducted in Russian and English, with interpretation available, and all events will be livestreamed on the official website.

On December 9, 2024, the grand opening of the First Eurasian Congress of Linguists will take place at 9:30 a.m. at the President Hotel (24 Bolshaya Yakimanka Street, Moscow). This major international academic event will bring together over 500 scientists from more than 40 countries.

 

Organized on the initiative of the Institute of Linguistics RAS with the support of the Ministry of Science and Higher Education of the Russian Federation, the Congress is one in a series of academic activities to commemorate the 300th anniversary of the Russian Academy of Sciences (RAS). The organizing Committee is chaired by Gennady Krasnikov, President of the RAS, and Valery Falkov, Minister of Science and Higher Education of the Russian Federation.

The Congress will highlight key areas in modern linguistics and the contributions of leading international research schools. The agenda includes plenary presentations, roundtable discussions, and poster sessions on topics such as:

  • the International Decade of Indigenous Languages (2022–2032): can endangered languages be saved? Mid-term results from russian and international linguists;
  • strengthening academic collaboration in today’s global landscape;
  • the Russian Academy of Sciences: 300 years of history and contemporary challenges;
  • artificial intelligence in mass media: friend or foe?
  • the deaf community’s culture and Russian Sign Language;
  • What can the world’s languages reveal about our past?
  • the brain and language: neurolinguistics uncovering the secrets of speech;
  • how does the brain read? and many others.

The plenary speakers will include — Alexey Gippius, academician of the RAS; Evgeny Golovko, corresponding member of the RAS; Ayesha Kidwai, professor at Jawaharlal Nehru University (New Delhi, India); Johanna Nichols, professor at the University of California, Berkeley (USA); Martin Haspelmath, Leipzig University (Germany); Alan Cienki, a leading expert in multimodal linguistics (Amsterdam, Netherlands); Bao An Chen, Peking University (China); Juha Janhunen, one of the foremost experts on Eurasian languages (Helsinki, Finland).

The Congress will be held in person, with English and Russian as the working languages (simultaneous interpretation will be provided). Plenary sessions on the first and last days of the congress will also be translated into Russian Sign Language and/or International Sign Language.

From December 9 to 13, the congress will feature eight plenary lectures, eighteen parallel sessions, over twenty roundtable discussions, and three large poster presentations. All events will be broadcast live on the official congress website: https://eacling.org/ 

Media Contact

Organization: First Eurasian Congress of Linguists

Contact Person: Karpovich

Website: https://eacling.org/en/2127-2/

Email: Send Email

Contact Number: +79646344349

City: Moscow

Country: Russia

Release Id: 26112420425

The post Moscow to host the 1st Eurasian Congress of Linguists appeared on King Newswire. It is provided by a third-party content provider. King Newswire makes no warranties or representations in connection with it.

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Disclaimer: The views, suggestions, and opinions expressed here are the sole responsibility of the experts. No Digi Observer journalist was involved in the writing and production of this article.

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